Archive for Ethics

Life World vs. “Systems World” – A Tale of Two Employers

Hi Lisa,

My apologies for my slothful response: a cold came upon me like a highwayman, stole my strength, and left me a shivering mass of human impotence. I believe it was the symbiosis of sleep and flowers (Echinacea) that restored my soul.

I love your comment, “it is important to affirm and point out the deep – and, for myself, I would say spiritual – dimensions of the quality of subjective experience.” I think spirituality and self-identity are inextricably interlinked.

How tragic that the market system has achieved a global god-like status, a new theology-economics, and a new way of being in the world-largely defined as “consumerism.” The paradise it promises and the sacrifices it demands are taking their toll-as you and I are witnessing. I believe Dickens speaks to the erosion of the lifeworld in his magnum opus “A Christmas Carol.” It’s interesting to compare and contrast the two employers and to speculate on their success or failure in resisting the systems world. It would be fascinating to consider your comments on how the two ultimately defended the lifeworld Lisa.

Fezziwig and Scrooge-Lifeworld Versus Systems World-A Tale of Two Employers

Lifeworld: The unquestioned world of everyday social activity. The world of shared common understandings.

Lifeworld Characteristics: Spirituality, individuality, creativity, play, fun, morality, talking about differences, coming to a common understanding, who we are and what we value, ethical obligations to family, friends, and society.

Systems World: Money and power. People in command positions in systems use a form of reason that represses human norms or values.

Systems World Characteristics: efficiency, calculability, predictability and control.

Fezziwig’s Lifeworld

*Fezziwig is human: “laughs all over himself, from his shows to his organ of benevolence; and called out in a comfortable, oily, rich, fat, jovial voice”

*addresses employees by their names: “Yo ho, there! Ebenezer! Dick!”

*contributes to the happiness of employees by throwing a ball in his warehouse: “the happiness” Mr. Fezziwig gives “is quite as great as if it cost a fortune”.

Scrooge observes: “[Fezziwig] has the power to render us happy or unhappy; to make our service light or burdensome; a pleasure or a toil. Say that his power lies in words and looks; in things so slight and insignificant that it is impossible to add and count them up: what then? The happiness he gives, is quite as great as if it cost a fortune.”

Scrooge’s Systems World

*Working conditions are deplorable. Employees are intensely scrutinized: “The door of Scrooge’s counting-house was open that he might keep his eye upon his clerk, who in a dismal little cell beyond, a sort of tank, was copying letters. Scrooge had a very small fire, but the clerk’s fire was so very much smaller that it looked like one coal. But he couldn’t replenish it, for Scrooge kept the coal-box in his own room; and so surely as the clerk came in with the shovel, the master predicted that it would be necessary for them to part. Wherefore the clerk put on his white comforter, and tried to warm himself at the candle; in which effort, not being a man of a strong imagination, he failed.”

*Scrooge resents pay for public holidays: “And yet,” said Scrooge, “you don’t think me ill-used, when I pay a day’s wages for no work.”

*Scrooge has uncoupled the Lifeworld from the Systems World: “It matters little,” she said, softly. “To you, very little. Another idol has displaced me; and if it can cheer and comfort you in time to come, as I would have tried to do, I have no just cause to grieve.” “What Idol has displaced you?” he rejoined. “A golden one.”

*Scrooge addresses his employee as “Cratchit.” He avoids his first name and sees him as a tool, a functionary.

Scrooge Ends The War Between Private and Public Life

*Scrooge received counseling and guidance from the Spirits

*Scrooge developed Personal Mastery by seeing his connectedness to his world, clarifying what was important to him, and learning to see current reality more clearly.

The Spirits, it seems, help Scrooge recover the Lifeworld. The impact on his employee and his family is holistic and impressive: “A merry Christmas, Bob,” said Scrooge, with an earnestness that could not be mistaken, as he clapped him on the back. “A merrier Christmas, Bob, my good fellow, than I have given you for many a year. I’ll raise your salary, and endeavour to assist your struggling family, and we will discuss your affairs this very afternoon, over a Christmas bowl of smoking bishop, Bob. Make up the fires, and buy another coal-scuttle before you dot another i, Bob Cratchit!”

Bye for now!

Carman

References

A Christmas Carol http://www.stormfax.com/5dickens.ht m

Peter M. Senge: “The Fifth Discipline”, ISBN 0-385-26095-4, Doubleday

From Motivations for change (on dairy cows, creativity, adaptability & effectiveness), 2009/03/28 at 7:07 AM

The Power of Situation – The Stanford Prison Experiment

The Stanford Prison Experiment was conducted by Professor Philip G. Zimbardo in 1971 at Stanford University to explore the question of the power of situation to shape the moral behavior of participants. The role play involved simulating a prison in the basement of one of the buildings at Stanford. The study recruited male college students in good mental health and no history of violence as volunteers and randomly assigned them roles as guards and prisoners. The simulation was made as realistic as possible: “prisoners” were arrested by actual police officers, the guards were given uniforms and the prisoners were made to wear prison attire. The professor assumed the role of prison superintendent.

The situation quickly deteriorated: When the prisoners rebelled on the morning of the second day, the guards asserted their dominance through increasingly sadistic punishments that prefigured the abuses later seen in Abu Garib. By the fifth day of the experiment, five of the students needed to be released due to extreme stress; the others collapsed into numbed and docile obedience.

Professor Zimbardo observes that his own perception also seems to have been distorted. It was only when a colleague, Assistant Professor Christina Maslach visited the “prison” and pointed out to him the awfulness of his actions in allowing the experiment to continue, that Zimbardo was fully able to appreciate its human cost. He had to pull the plug on the experiment after only six days.

As Zimbardo writes, “We had created a dominating behavioral context whose power insidously frayed the seemingly impervious values of compassion, fair play, and belief in a just world” (3).

This experiment demonstrates the enormous power of situation. We might notice that this situation included well-defined roles, characterized by a semi-permanent absolute power differential, established by a clear authority figure and reinforced with identifying uniforms. We can also notice how the setting itself also reflected and supported the roles and rules, and thus behavior.

Finally, we might notice how the setting, roles and uniforms helped to shape the perspectives that led to the behavior of both the guards and prisoners. 

So, at this point, we might observe that while it is true that perceptions shape roles, rules and settings, and it is also true that settings, roles and rules shape perception.  Together, they function as a self-reinforcing system or we can use the word paradigm. Because paradigms are “self-sealing” to borrow the term from Steve March’s blog, they seem obvious, commonsensical and “God-given.”

Our takeaway here is to notice another point of power that we have to shift off our wheel of fear and onto the wheel of freedom — to create a shift in paradigm — and that is to shift the settings, roles, and rules that shape behavior. 

Zimbardo, Philip G. “Revisiting the Stanford Prison Experiment: A Lesson in the Power of Situation.” The Chronicle Review, 53, no. 30, p. B6. http://chronicle.com/weekly/v53/i30/30b00601.htm

How perspective draws out or diminishes human potential

One famous experiment that really illustrates how perspective can draw out or diminish human potential is the experiment first conducted in the 1960s by American teacher Jane Elliott, who went on to become an anti-racism activist.  In this exercise, she praised brown-eyed children as “hardworking” and “intelligent,” and dismissed blue-eyed children as being innately less hardworking and intelligent. In light of that premise, she institutionalized a set of privileges for the “superior” and “more deserving” brown-eyed children, such as extra food at lunch, restricted access to a new jungle gym, and extra time at recess.  In contrast, brown-eyed children were not allowed to drink from the same water fountains and were made to wear a paper armband.

At first, the children resisted the new order. However, after Ms. Elliott provided the pseudo-scientific explanation that the greater intelligence and better work ethic of the brown-children was related to their higher levels of melanin, the children came to accept this view, with dramatic results. The “superior” brown-eyed children became arrogant and bossy and treated blue-eyed students with disrespect.

Even more dramatic was the effect on the self concept and performance of each group: The brown-eyed children began to perform better academically, even doing well in areas that had been difficult for them in the past. In contrast, the blue-eyed children performed more poorly, even in areas where they had previously done very well. They also became more timid and submissive.  

When Elliot reversed roles the following week, she received similar results, in reverse, although the discrimination was noticeably less acute: those who had experienced the pain of being deemed “inferior” seemed less inclined to inflict that experience on others. Eventually, of course, she concluded the experiment and the students experienced a rather emotional reconciliation…

It’s not difficult to see how a similar dynamic can be found with the whole range of “isms” (racism, sexism, ageism, homophobia, etc.).

This is not to say that we all have identical interests and aptitudes; but a key take away might be the extent to which perception, expectations and the structures we create actually invoke or suppress human potential.  This is also illustrated by the example in which a “low-performing” student was accidentally noted as being “gifted” in the transfer to a new grade. The new teacher, believing child was gifted, gave him/her attention, encouragement, challenge; the child excelled academically.

As leaders, the “halo” effect is a reality for us, isn’t it? And, in contrast, some people seem to do worse and worse.  How much is the person and how much is due to our own leadership style (or the culture or organizational environment)? 

Some questions that might be interesting to explore around this topic are:

* What is your perpective/perception regarding others in your organization (especially those over whom you have some power and influence)?

* Is anyone going “up” or “down”? What are the dynamics surrounding that?

* What beliefs do you have/does your organization have regarding superiority and inferiority of different people?

* How are these beliefs reflected in your organization structure?

In upcoming posts, we’ll explore some successful applications of this principle, going into greater depth on the dynamics. We’ll also explore how organizational structures and roles shape our personalities and experience, with an eye towards the practical implications for leaders and organizations…

Origins of the Modern Bureaucratic Organization

If you were to choose the organizational form that maximizes the number of people and functions that can be controlled by a single leader, what style would you choose? (The correct answer can be found at the bottom of this post).

  1. Flat organization
  2. Bureaucratic organization
  3. Leader-full team
  4. Matrix organization

Since thousands of years before the dawn of the industrial revolution, “strong men,” wanting to maximize their control of people and resources have employed a pyramid-shaped, hierarchal form of organization: small societies based on “strong-man rule” evolved into kingships with their own militaries, which evolved into nation states …

Hierarchal societies are based on a hierarchal flow of power from the top down. Anthropologically, they tend to be male dominated (in that men dominate women). Human order is frequently understood to reflect divine order, and since early times, rulers have often claimed a special relationship to divinity, which justifies and endorses their power. They were sometimes understood to be incarnations or partners of the gods (as in Sumeria), or, more recently in Western cultures, to be chosen or annointed by God.  For example, in the late 19th century Germany, childrearing manuals emphasized disciplining the child in such a way as to exact unquestioning obedience to the father. This practice was thought to prepare the child to submit to governmental authority and thereby live a godly life (Alice Miller, For Your Own Good).

The values and ethics of a culture cannot be entirely separated from the power structure in that those in power shape the rules that define “goodness.” “Rules favor the rule makers and when they don’t, the rules are changed.” Therefore, “good citizens” conform to power; those who both are not powerful and do not conform are “bad citizens” and risk punishment. The culture of these organizations tends to be paternalistic. Loyalty is rewarded (for example, with position and lands — a share of the power) and disloyalty is punished.

More subtly, the worldview of the rulers, in which light the rules seem right and appropriate, is the correct view. Therefore, loyalty includes endorsing the worldview of those in power. Challenging this perspective, in a sense, also challenges the legitimacy and power of the ruler. For this reason, challenging this worldview entails some risk and is best done with diplomacy, in privacy behind closed doors. Diplomacy avoids the sense of direct challenge, and privacy allows the leader an opportunity to adapt the perspective as his or her own. The same conversation in public would be the equivalent of a frontal challenge to power. 

In this way, there will always be a link between power, knowledge and values, in any given culture: Power is about making rules that reflect and benefit a particular perspective, and propagating that perspective, and such knowledge and rules help shape the values and ethics of the culture.  

In an upcoming entry, we will talk about the emergence of the modern bureaucratic organization, including how it drew on the military/feudal model, and how it both fit and shaped the industrial age of the 20th century…

(The correct answer is 2. Bureaucratic Organization)